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                                  Outside Directors AML Course

                                                    

Overview
Outside directors face a special challenge in today’s regulatory  environment.  While directors may not have first hand knowledge of the banks everyday operations because they are not employees of the bank, they are expected to be just as knowledgeable about the bank’s AML program, its effectiveness, and any potential problems as management and the compliance department.

As stated in the FFIEC manual:  “It is the responsibility of the board of directors to monitor management’s adherance to approved policies and procedures and applicable laws, rules, and regulations, and to monitor exceptions to approved policies and procedures.”

Course Highlights

  • How can an Outside Director be certain he or she knows what is happening inside the bank?
  • What can Outside Director do to protect themselves & avoid being part of an AML/BSA problem at the bank?
  • What are the critical questions that Outside Directors should ask management and auditors about the bank’s AML/BSA compliance activities?

These are some of the questions that are addressed at the FIBA Outside Director AML Certificate Course.  Following the successful completion of testing, each participant will receive a certificate of course completion.

Who Should Attend?
Outside Directors that are working in the banking industry or other closely related professions. 

Course Duration:     Half day
Registration Fee:     Members $295    Non-Members $495
Course Instructor:    Alcide Avila, Esq., Avila Rodriguez Hernandez Mena & Ferri LLP

*approved for 3 hours of credit from the State Of Florida for directors of de novo institutions.

REFUND POLICY - Full refunds will be made for reservations cancelled in writing at least 3 business days prior to course date. Reservations cancelled after 3 days prior will be subject to a cancellation fee of 25% per person. All substitutions must be received in writing. Pricing listed in this brochure is based on classroom participation at Miami locations only. The FIBA AML Certificate Courses for Senior Compliance Officers, Management, and Outside Directors are available to be taught “in-house” or outside Miami.